We provide consultancy to be in compliance with the best practices and to minimize risks related to integrity and fraud.

We also support companies into the development, implementation and enhancement of Compliance Programs, into the elaboration and review of Code of Conduct and internal Policies; Risk Assessment (risk matrix); compliance gap analysis; conducting internal investigations; elaboration and enhancement of whistleblowing channels; drafting guidelines and/or conducting third-party due diligence and/or M&A due diligences; elaboration of Ethics Committee and its internal regulations; implementation of monitoring matrix and etc.

Areas of expertise.

We develop independent monitorship to organizations that had settled Leniency Agreement before Brazilian Authorities and that had settled the commitment to implement and/or enhance their Compliance Programs.

  • Elaboration and enhancement of code of ethics, code of conduct and policies.

  • Compliance Risk Assessment & Heat Map.

  • Compliance & ESG Diagnosis: Assessment, Gap Analysis, Recommendations and Action Plan.
  • Compliance & ESG monitoring and maturity matrix.
  • Communication and training plan.
  • Whistleblowing channel’s elaboration and enhancement.
  • Internal investigation & whistleblower report analysis.

  • Integrity Due Diligence & Stakeholder’s Background-Check.

  • Know your Supplier (KYS) & Know your Partner (KYP) & Know your Client (KYC).

  • Money laundering prevention: diagnostics & controls, PEP (Politically Exposed Person), COAF (Brazilian Financial Activities Control Board).
  • Technical support for adequacy and obtaining compliance certifications.
  • Mentoring for Compliance Officer and teams.
  • Compliance Outsourcing: ensuring autonomy and independence.
  • Opinions & Consultations.
  • Independent Monitorship.

National and International Certificates.

We assist companies in obtaining anti-corruption, compliance, governance and ESG certifications such as ISO 37.301 and 37.0001, the Pro-Ethics Company Seal (Ethos Institute – CGU) and the World Most Ethical Company (WME), previously carrying out Compliance assessment and executing a diagnosis with recommendations for the necessary adjustments to certification obtaining.

ISO 37.301

It enables an effective compliance management system, developing and disseminating a positive compliance culture. In this way, it allows the organization to demonstrate its commitment to comply with relevant laws, regulatory requirements, industry sector codes and organizational norms, as well as good governance standards, ethics and best practices, and also community expectations.

ISO 37.0001

The anti-bribery management system aims to establish an anti-bribery culture within an organization and implement appropriate controls to increase the chance of detecting bribery and reduce its incidence. This is because this certification provides the requirements and guidance for establishing, implementing, maintaining and improving an anti-bribery management system.

Pro-Ethics Company Seal

Pró-Ética is an initiative of the Ethos Institute and CGU (Controladoria Geral da União – Brazil) that seeks to encourage the voluntary adoption of integrity measures by companies, through public recognition of those that, regardless of size and field of activity , are committed to implementing measures aimed at preventing, detecting and remediating acts of corruption and fraud.

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